Business Continuity Plan

In the event of a significant business disruption caused by an earthquake, building fire, power outage and sever weather event, it is the policy of Brockett Tamny & Co. Incorporated to first safeguard the lives and well being of its employees then product the firm’s assets. While the firm does not hold the assets of its clients, establishment of communications with clients is a priority. To that end, the firm has a business continuity and disaster recovery plan which details steps and procedures to be taken by employees to reestablish business as quickly as possible.

The business continuity plan details alternative communication links and alternative physical site locations, as well as data processing back-up arrangements. The plan is review periodically to ensure it matches the current needs of the employees, clients and regulators and is up to date as to current technology and support systems.

In the event of a significant business disruption, employees and clients should contact the firm’s two emergency contact persons:
Peter D. Tamny              (213) 452-4433,  
Peter C. Brockett            (213) 452-4433,